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SEC · EDGAR 财务披露·· 3 天前AI 评分38

Alpha Modus Holdings 收到 Nasdaq 通知,确认符合上市规则

ALPHA MODUS HOLDINGS, INC. (0001862463) (Filer)

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Alpha Modus Holdings 于 10 月 1 日收到 Nasdaq 上市资格部门来函,工作人员根据公司当天提交的 Form 8-K,认定公司符合上市规则 5550(b)(1)。若公司未能在下一份定期报告中证明持续合规,可能面临退市;公司预计将在该报告中证明合规。

正文

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): October 1, 2026

ALPHA MODUS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

Delaware   001-40775   86-3386030

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

20311 Chartwell Center Dr., #1469

Cornelius, NC 28031

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (704) 252-5050

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A Common Stock, par value $0.0001 per share   AMOD   The Nasdaq Stock Market, LLC
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50   AMODW   The Nasdaq Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 
 

Item 8.01. Other Events.

On October 1, 2026, Alpha Modus Holdings, Inc. (the “Company”) received a letter from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) indicating that based on the Company’s Current Report on Form 8-K filed on October 1, 2026, Nasdaq’s staff had determined that the Company complies with Listing Rule 5550(b)(1). The staff noted that if the Company fails to evidence compliance in its next periodic report, it may be subject to delisting. The Company anticipates evidencing compliance in its periodic report.

 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

  ALPHA MODUS HOLDINGS, INC.
     
Date: October 2, 2026 By: /s/ William Alessi
  Name: William Alessi
  Title: President and Chief Executive Officer
 

来源:SEC EDGAR · 本站存档